Disclaimer

• Order routing information - SEC Rule 606

WHAT DOES MONERE INVESTMENTS DO WITH YOUR PERSONAL INFORMATION?

Financial companies choose how they share your personal information. Federal law gives consumers the right to limit some but not all sharing. Federal law also requires us to tell you how we collect, share, and protect your personal information. Please read this notice carefully to understand what we do.

The types of personal information we collect and share depend on the product or service you have with us. This information can include:

• Social Security number and employment information
• Account Balances and transaction history
• Credit history and investment experience

All financial companies need to share customers' personal information to run their everyday business. In the section below, we list the reasons financial companies can share their customers' personal information; the reasons Monere Investments chooses to share; and whether you can limit this sharing.

For our everyday business purposes such as to process your transactions, maintain your account(s), respond to court orders and legal investigations, or report to credit bureaus for our marketing purposes and to offer our products and services to you, we share the information and you cannot limit this sharing.

For any other reason we do not share our client's information.

If you have questions about our policy or for additional copies of this notice, send an e-mail to: info@monereinvestments.com or contact us

Monere Investments, Inc.
20 N. Martingale Road, Suite 450
Schaumburg, IL 60173

Tel: 866-339-5095

If your Financial Advisor leaves Monere Investments and he or she joins another firm that is a member of the so called "protocol", Monere Investments will permit your Financial Advisor to retain certain contact information, limited to your name, address, e-mail address, phone number and account title.

Monere Investments reserves the right to collect information for statistical purposes. Monere Investments may use software programs to create summary statistics. If you provide any personal information as part of the website query such information will not be shared.

For site security purposes and to ensure that this service remains available to all users, Monere Investments uses software programs to monitor network traffic to identify unauthorized attempts to upload or change information, or otherwise cause damage.

The Chicago Board Options Exchange regularly publishes educational materials for investors regarding options. Prior to buying or selling an option, investors must read a copy of this disclosure document. It explains the characteristics and risks of exchange traded options.

The latest "Characteristics and Risks of Standardized Options" brochure can be viewed at:

https://www.theocc.com/Company-Information/Documents-and-Archives/Options-Disclosure-Document or a copy may be requested from your Wealth Advisor.